The Harvard Business Law Review recently published an article entitled “Insider Trading by Other Means” by an influential research group, which asserts that using the “J” (other) code in a Form 4 is ...
If we had a legal entity identifier in place could we have seen the problem building up? The short answer is yes. At this week's U.S. Senate Banking Committee hearings on Swaps regulation both SEC ...
The Reserve Bank said BNZ worked hard to fix the coding system, and other entities should be wary of complacency. Photo / RNZ BNZ has been handed a warning under anti-money-laundering rules for ...
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