The Securities and Exchange Commission is proposing to allow public companies to report twice a year at the urging of ...

The SEC proposed amendments that would give public companies the option to file reports semiannually, rather than on a ...

On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...

October 25, 2023 - Since the implementation of the Securities and Exchange Commission's Whistleblower Program under Section 922 of the Dodd-Frank Act in 2011, the SEC has awarded over $1 billion to ...

On December 20, 2024, the U.S. Securities and Exchange Commission (the “SEC”) issued a press release highlighting settled enforcement actions against a private fund adviser and two pre-IPO companies ...

In a written statement, the SEC said it had filed charges against Darrah, who co-founded Vivid Financial Management in Orcutt. The complaint also named Vivid as a defendant, although the firm was ...

The U.S. Securities and Exchange Commission announced it would appeal a federal judge's ruling in its case against Ripple on Wednesday. The federal regulator filed a "notice of appeal" to the Second ...

The Securities and Exchange Commission (SEC) filed a lawsuit last week against a company and a specific business deal that directly involves President Biden’s younger brother, James Biden. The ...

Nasdaq has filed a Form 8-K with the U.S. Securities and Exchange Commission (SEC) proposing a change to the Hashdex Nasdaq Crypto Index US ETF (NCIQ) benchmark. The filing, submitted on June 2, shows ...

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